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DGAP akcioni plan: Kako Nemačka može da doprinese trajnom miru na Balkanu

This is a translation of the action plan “Westlicher Balkan und EU-Nachbarschaft” I wrote for the German Council on Foreign Relations (DGAP). It was part of the DGAP project “Action Plans Structures German Foreign Policy,” a ten-month process of reflection and strategy resulting in ten concrete action plans.

Of those I contributed two (English translations will be available in November):

Nemačko Društvo za Spoljnu Politiku (DGAP)

Akcioni plan Zapadni Balkan i EU-Susedstvo

Kako Nemačka može da doprinese trajnom miru na Balkanu

Više od dve decenije nemačka spoljna politika posvećena je sprečavanju obnove tenzija, unutrašnjo-političkih ili čak oružanih sukoba na Zapadnom Balkanu. Da je ovo uspelo od 1999. godine takođe je uspeh nemačke politike.


20.09.2021

Poslednjih godina se povećao rizik od neuspeha stabilizacione politike EU i Nemačke na Balkanu. U Srbiji, najmoćnijoj zemlji u regionu, vodeći članovi vlade ponovo otvoreno govore o mogućim oružanim sukobima i dovode u pitanje granice na Zapadnom Balkanu. Osuda bivšeg generala Ratka Mladića za genocid u Srebrenici, u proljeće 2021. dovela je do ekstremno nacionalističkih reakcija vlasti i medija bliskih vladi. Godinama rastući izdaci za vojnu potrošnju takođe jasno stavljaju do znanja da bi destabilizirajuća politika prema susednim državama, poput Bosne i Hercegovine i Kosova, bila ne samo zamisliva, već čak i verovatna da nema stabilizacijske kontra-strategije Nemačke i njenih saveznika.

Kosovski sukob tek što je bio okončan kada su u julu 1999. godine nemački kancelar Gerhard Schröder, američki predsednik Bill Clinton i šefovi vlada svih članica EU došli na veliki balkanski samit u Sarajevu. Na Kosovu, u četvrtom balkanskom ratu za manje od jedne decenije, skoro milion Albanaca je bilo proterano u susedne zemlje. Političare, koji su se tada sastali u Sarajevu, spajalo je gnušanje prema nacionalizmu, koji je u kratkom vremenskom periodu koštao toliko života. Oni su se obavezali da će „sarađivati na očuvanju multinacionalne i multietničke raznolikosti zemalja u regionu i u zaštiti manjina“. Svečano su izjavili: „Zajedno ćemo raditi na integraciji Jugoistočne Evrope u kontinent na kojem granice ostaju nepovredive, ali više ne znače podelu te nude mogućnost kontakta i saradnje.“ Obećali su evropski mir, postmoderni “Pax Europeana”. Nemačka je imala vodeću ulogu u formulisanju ovog cilja.

Dve decenije mira

Dok su u drugoj polovini devedesetih pre svega USA imale vodeću ulogu u stabilizaciji regiona -nakon završetka ratova u Bosni (1995.) i na Kosovu (1999.)- to se promenilo od 2000. nadalje. EU je postala vodeća igrač, a unutar EU je Nemačka igrala glavnu ulogu: sa sve većim uticajem. Zapadni Balkan je tako postao prvi i do danas najuspešniji test zajedničke evropske spoljne politike, pri čemu je EU i njenim državama članicama uspelo geopolitičko čudo demokratske stabilizacije.

Crna Gora je svoju nezavisnost postigla mirnim putem, uz podršku široke multietničke koalicije. Danas u bosanskoj “Republici Srpskoj” ponovo živi više od 220.000 Ne-Srba, proteranih sa srbske teritorije tokom rata 1992-1995. Severna Makedonija ima osnovne škole na četiri jezika, a albanski je službeni jezik u celoj zemlji. Većina kosovskih Srba koji su živeli na Kosovu pre 1999. godine ostali su tamo i posle 1999. godine. Srpski je službeni jezik na Kosovu. U celom regionu vlada mir već dve decenije.

Poslednjih nekoliko godina oko EU vidimo ratove i izbijanja nasilja: u Gruziji, Iraku, Siriji, Ukrajini, Libiji i na Kavkazu. U mnogim istočnoevropskim državama, članicama Saveta Evrope, sada ponovo ima političkih zatvorenika. Zapadni Balkan je, s druge strane, ostao miran. Danas nema političkih zatvorenika ili sistematskih kršenja ljudskih prava ni u jednoj zemlji u regionu. Nemačka je povukla svoje vojnike iz Bosne i Hercegovine, ne brinući da bi zbog toga moglo doći do izbijanja novih borbi. Samo na Kosovu je trenutno stacioniran mali kontingent od oko 80 vojnika nemačkog Bundeswehra.

Zastoj

Ne samo na Zapadnom Balkanu već i u evropskom susedstvu uticaj Nemačke na unutrašnjo- i spoljnopolitičke razvoje više od dve decenije je tesno povezan sa verodostojnošću evropske integracione perspektive. Tamo gde ona postoji, Nemačka ima veliki uticaj, bilateralno i preko Evropske Unije, te može da realizuje svoje interese. Izručenje traženih ratnih zločinaca koje traži Njemačka, modalitet za referendum o nezavisnosti Crne Gore, prvi koraci u procesu normalizacije između Srbije i Kosova, kompromis sa Grčkom oko imena države Severna Makedonija, dalekosežne pravosudne reforme u Albaniji i druge teške odluke su sprovedene u regionu, jer su elite smatrale da je to neophodno kako bi se napredovalo ka evropskim integracijama: koje su želele i smatrale realnim.

Tamo gde ta „evropska perspektiva“ nestaje, reducira se brzo i nemački uticaj u regionu. Razvoj odnosa Turske i EU jasno je upozorenje šta se u bliskoj budućnosti može desiti i na Zapadnom Balkanu. U Turskoj je postojao period rastućeg uticaja Nemačke i EU posle 2000. Ali onda su pregovori o pristupanju EU sa Turskom iz različitih razloga izgubili svaki kredibilitet i na kraju su zamrznuti. U isto vreme rasle su napetosti između Turske s jedne strane i Nemačke i drugih zemalja EU s druge – sve do vojnih pretnji Ankare Grčkoj i Kipru. Nemačka i EU su se pokazele nemoćnima glede demontaže turske pravne države i kršenja osnovnih ljudskih prava.

Sada i na Zapadnom Balkanu perspektiva integracije -koja je bila toliko moćna pre nekoliko godina- gubi kredibilnost za političke elite i društva. U važnim državama članicama EU, poput Francuske ali i Holandije, postoji veliki skepticizam u pogledu bilo kakve dalje runde proširenja. Stoga je novo učlanjenje u EU postalo malo verovatno a proces proširenja već godinama u zastoju. Trenutno su samo dve od šest zemalja u regionu stvarno uključene u pregovore o pristupanju: Srbija i Crna Gora. Međutim, pregovori ove dve države o pristupanju -i reforme u njima- se ne pomeraju sa mesta već godinama. Albanija i Severna Makedonija godinama čekaju na početak pregovora. Bosna i Hercegovina nije čak ni zvanični kandidat za članstvo. Neke zemlje članice EU ne priznaju Kosovo kao nezavisnu državu i stoga se Kosovo ne može ni kandidovati za pridruživanje EU.

Uloga Nemačke

U decembru 2003. EU je usvojila prvu evropsku bezbednosnu strategiju koja je sadržala upozorenje: „Izbijanje sukoba na Balkanu nas je podsetilo da rat nije nestao sa našeg kontinenta.“ EU je povezala budućnost vanjske politike EU sa sopstvenim uspehom u Jugoistočnoj Evropi: „Kredibilitet naše spoljne politike zavisi od učvršćivanja naših tamošnjih postignuća.”

To i dalje važi. Od Beograda do Tirane, od Sarajeva do Prištine, Njemačka je danas najpriznatiji i najvažniji evropski partner. Realno: Zapadni Balkan bi u narednih pet godina mogao postati spoljnopolitička priča o uspehu Nemačke i EU ako bi se perspektiva integracije ponovo učinila verodostojnom. Tada bi bilo moguće upotrebiti mudru diplomatiju kako bi se otvorena spoljnopolitička pitanja približila finalnom rešavanju: od dijaloga između Srbije i Kosova do trajne stabilizacije multietničkih demokratija u Severnoj Makedoniji, Bosni i Hercegovini i Crnoj Gori. U regionu u kojem se sve države orijentišu prema EU, njenim standardima i vrednostima, ali i njenim pravilima i institucijama, pitanja statusa bi takođe bila rešiva.

I naredna nemačka vlada takođe ima veliki interes za stabilnost u regionu koji je, sa četiri rata i genocidom, svojevremeno bio najkrvaviji konfliktni region na svetu a devedesetih godina prošlog veka prouzrokovao veliki pokret izbeglica. Da bi se eliminisao rizik povratka u nestabilnost nije dovoljno pustiti da se trenutni proces nastavi. Potrebna je nemačka inicijativa.

Preporuke za obnovljenu nemačku Zapadnobalkansku Politiku

Poslednjih godina vlade u Beogradu, Podgorici, Prištini, Sarajevu, Skoplju i Tirani ispunile su mnoge zahteve Nemačke i EU te poboljšale odnose između etničkih grupa i sa svojim susedima. Političari u Crnoj Gori (pre i neposredno nakon početka pristupnih pregovora 2012.), Srbije (između 2010. i 2014.), Severne Makedonije (2004.-2005., kad se zemlja nadala statusu kandidata te ponovo između 2017. i danas) te Albanije iznova i iznova su sprovodili politički zahtevne reforme, imajući na umu konkretan i atraktivan cilj. Danas u regionu nedostaju slični mobilizirajući ciljevi. U nemačkom je interesu da se to promeni. Ali to može uspeti samo ako Berlin ozbiljno shvati zabrinutost svojih partnera u EU.

Inicijativa Nemačke trebalo bi da se zasniva na predlogu koji je Francuska predstavila krajem 2019. godine, a koji predviđa različite faze integracije balkanskih zemalja. Ova ideja se može pojednostaviti kako bi bila kredibilna u EU a istovremeno definisala atraktivan cilj za elite regiona u narednih nekoliko godina. Ovako bi to moglo da funkcioniše:

1) Predlaže se pristupni proces u dve faze. Cilj pregovora sa svih šest država u regionu ostaje punopravno pridruživanje, ali se nudi novi i konkretan posredni cilj: potpuni pristup evropskom unutrašnjem tržištu.

2) U prvoj fazi, svaka država u regionu koja ispunjava neophodne uslove trebalo bi da pristupi unutrašnjem tržištu, poput Finske, Švedske i Austrije 1994. Ostvarivanje ovog pristupa do 2030. bio bi realan cilj za sve zemlje na Zapadnom Balkanu. Oni bi uživali u četiri slobode – slobodnom kretanju robe, kapitala, usluga i radne snage – baš kao što to rade Norveška i Island danas. U tom cilju, EU bi trebala stvoriti okvir Ekonomskog Prostora Jugoistočne Evrope (EPJE). Nemačke institucije: Ured Saveznog Kancelara, MIP i druga ministarstva izradili bi poseban predlog i založili se za njega u EU.

3) Jačanje vladavine prava u regionu pri tome ostaje centralna komponenta procesa integracija, jer svi uslovi za vezani za demokratiju, vladavinu prava i ljudska prava moraju biti u potpunosti ispunjeni da bi se zemlja mogla pridružiti unutrašnjem tržištu i Ekonomskom Prostoru Jugoistočne Evrope. Sledeća nemačka savezna vlada trebalo bi da se založi za  proširenje redovnih izveštaja o vladavini prava u EU na zemlje Zapadnog Balkana.

4) Istovremeno, Nemačka bi trebalo da se založi i za jačanje Saveta Evrope – kojem pripada pet od šest zemalja u regionu – i da promoviše brzi prijem Kosova u njega. Važno je da implementacija presuda Evropskog Suda za Ljudska Prava u čitavom regionu postane centralni uslov za integraciju u EU.

5) U tu svrhu, EU bi trebala još pomnije da prati važne sudske procese u svih šest zemalja kako bi mogla utvrditi da li pravosuđe radi nezavisno. Evropska Komisija treba da izradi detaljne izveštaje o korupciji za Zapadni Balkan, koristeći istu metodologiju koja se koristila za izveštaje o korupciji u državama članicama EU 2014. godine. Novi izveštaj svake dve godine mogao bi osigurati uporedivost među zemljama.

6) U tom kontekstu bi približavanje i normalizacija odnosa između Kosova i Srbije već u naredne četiri godine bilo realna. Usvajanjem istih pravila EU, državne granice bi postale manje važne. Pre nego što se pridruži zajedničkom tržištu, Srbija bi takođe morala da prihvati sadašnje granice Kosova. Opšti cilj bi bio da granice između balkanskih zemalja budu isto tako nevidive, kao što je danas norveško-švedska granica.

Pristupanje unutrašnjem tržištu EU, u okviru EEA EU-a i Zapadnog Balkana do 2030., ambiciozan je ali ostvariv cilj za sve zemlje Zapadnog Balkana. Realna perspektiva uživanja četiri slobode – za robu, kapital, usluge i rad (sa prelaznim periodima, kad EU smatra da je to neophodno) – u roku od nekoliko godina mobiliziralo bi društvo u celini te stvorio novu ekonomsku dinamiku.

Cilj je region, koji je ekonomski tako blisko povezan sa EU kao Norveška i Island danas. Jaz u blagostanju sa ostatkom Evrope trebalo bi brzo da se smanji, baš kao što su Rumunija ili baltičke zemlje to tako spektakularno postigle od 2000. Vladavinu prava i zaštitu manjina treba ojačati. Slično unutrašnjim granicama EU u šengenskom sistemu, granice između balkanskih zemalja takođe bi trebale postati nevidive, kako bi se ublažio politički spor oko njih.

Ovaj cilj se može postići bez previše napora i bez rizika za Nemačku i EU. To bi bio nemački i evropski spoljnopolitički uspeh. I to bi bio signal drugim zemljama u susedstvu da se dobri odnosi i posvećenost funkcionalnoj integraciji sa EU politički isplate i bivaju realnost.

Višestruki interesi Nemačke u regionu još uvek se najbolje mogu realizovati u okviru koherentne politike EU prema Balkanu. U poslednje dve decenije, moć Nemačke na Zapadnom Balkanu zasnovana je prvenstveno na realističnoj utopiji: verodostojnom obećanju bolje budućnosti kroz integraciju u stabilnu i prosperitetnu EU, koja omogućava sličan mir na Zapadnom Balkanu kakav je proteklih decenija u EU postojao: „Bezbednost kroz transparentnost i transparentnost kroz međuzavisnost.“ 

Ovaj „postmoderni mir“ u EU, koji je opisao Robert Cooper, učinio je vekovnu politiku alijansi i balansiranja moći suvišnom. Članice EU, rekao je Cooper, ne razmišljaju o tome da naprave invazije jedna na drugu. Izazov na Zapadnom Balkanu je postizanje sličnog trajnog mira u kom granice gube na značaju, vojske više ne služe za zastrašivanje, a manjine žive sigurno.

Oružani sukob bio bi onda nezamisliv na Zapadnom Balkanu kao što je to danas među članicama Evropske Unije. Ako sledeća nemačka savezna vlada može pomoći u implementaciji takve “Pax Europeana” na Zapadnom Balkanu, ona će nastaviti nemačku i evropsku priču o uspehu, priču u kojoj se mir obezbeđuje integracijom i umrežavanjem.

A Balkan, od bureta baruta postaje region stabilnosti za narednu generaciju.

Autor: Gerald Knaus, predsednik European Stability Initiative (ESI)
Prevod: Mirko Vuletić

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Visas and the Czechs – savoring success

Half a year ago I wrote on Rumeli Observer about the upcoming Czech EU presidency.

At meetings in December, which ESI had organized in Prague, Czech politicians and civil servants had defined ambitious goals for the Western Balkans in 2009:

“We are expecting your countries’ applications for membership during our presidency. We have been preparing to receive your applications for membership. We have coordinated with the government of Sweden (the second EU presidency in 2009) in order to be able to promote the cause of the Western Balkans. We are ready.”

Six months have passed. The Czech presidency is coming to a close. Our manual on Czech decision makers – in particular the government chapter – has become outdated faster than anybody expected.

There has been much negative comment on the events in Prague across Europe following the resignation of the Topolanek government. As one friend, an advisor to several EU Commission presidents told me recently, “How dare the Czechs bring down a government during their presidency? How could they be so unserious?” At the recent ECFR meeting in Stockholm another veteran EU policy maker noted that Prague had offered “the best argument” for finally getting rid of the rotating presidency … “at least in the past we could be sure that small countries took this challenge seriously. Now even this is no longer true.” And there is (almost) universal loathing of Vaclav Klaus’ performance among policy makers across the continent.

However, when it comes to the Balkans and the EU, the Czechs have actually done as well as they had promised. That is no small achievement.

It is not Prague’s fault, after all, that the Bosnian elite prefers quarreling about the prolongation of the mandate of a political corpse – the vanishing OHR – rather than focusing its energy on making the compromises necessary to submit an application for membership; something that remains impossible as long as there is an OHR in Sarajevo.

Even Sweden, though it will try hard, will struggle to bring the OHR to a close under its upcoming presidency. This became apparent at a recent brainstorming on the issue I attended in Haga castle near Stockholm (organized and chaired by Carl Bildt and Valentin Inzko).

slottefram grusvag
Haga castle near Stockholm

Haga castle has a bright future ahead of it: soon after our Bosnia brainstorming the Swedish heir to the throne was set to move in and make it her private home. Bosnia’s future, unfortunately, is more clouded. I will write more on it here soon. The conclusion, in a nutshell, is disheartening. For now put your money on there still being an OHR at the end of 2010 – an office with no mandate to do anything, and blocking any more serious progress by its very presence. Even Valentin Incko himself does not seem to believe that he will be the last High Representative …

Nor can Prague be blamed for the failure of Serbia and the EU to agree on whether or not there is now full compliance with the ICTY in Belgrade.

It would have been nice if the Czech presidency had succeeded in having Slovenia lift its veto on Croatia, or Greece on Macedonia. On the other hand, even France did not manage this. I am not sure Sweden will, either.

What Prague could achieve, however, it did achieve. The Montenegrin EU membership application was, after a few tense moments, forwarded to the Commission for assessment. This set an important precedent for Albania, which has also (finally) recently applied.

If Serbia follows later in 2009, and if Macedonia is told in the autumn that it now meets all criteria to begin real talks (even if Greece then proceeds to veto an opening), this could yet become a decent year for the region.

And perhaps more than just decent. In recent months, the issue of visa liberalization has moved forward almost as rapidly as envisaged by friends of the region. Just note the recent conclusions of the EU General Affairs Council meeting.

They state:

“VISA LIBERALISATION

The Council restates its support for the dialogue on visa liberalisation with Albania, Bosnia and Herzegovina, the former Yugoslav Republic of Macedonia, Montenegro and Serbia, based on the roadmaps containing clear and realistic benchmarks and on a country-by-country assessment. The Council recalls that the countries concerned should continue to focus on full implementation of these benchmarks.

In this regard, the Council welcomes the updated assessment reports presented by the European Commission on the progress in the visa liberalisation dialogues with these countries. The reports reflect the clear progress made by these countries in meeting the benchmarks set out in the visa liberalisation roadmaps. In this context, the Council encourages the European Commission to present as soon as possible a legislative proposal amending Regulation 539/2001, as it applies to the Member States, in order to achieve a visa free regime ideally by the end of 2009 with those countries that will have met all the benchmarks.“

The Commission now has a mandate to do the right thing (see also a recent op-ed by my colleague Alex Stiglmayer and myself in EU Observer): to recommend visa free travel for a group of countries.

There is, as well, a target date for a result: “ideally by the end of 2009”. This is almost as good as it gets in EU affairs. EU foreign ministers have already indicated that they will both welcome and endorse a Commission recommendation!

vondraa_big 14549540
Sasha Vondra and Jan Kohout – they did well for the Balkans

This means that it is now realistic to expect that all Western Balkan countries – except Bosnia-Herzegovina and Kosovo – could obtain both EU candidate status and visa free travel sometime in 2010.

Albania – whatever its future government – can catch up as well. And if, against all odds, the OHR is closed in 2009, even Bosnia might avoid falling into a new group of hopeless laggards (with unfortunate Kosovo bringing up the tail).

Perhaps there are indeed a few people in Prague who, despite all the turmoil of recent months, deserve a quiet moment to savour this success.

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The Stockholm consensus on EU enlargement

A disclosure at the very outset: since 2000 Swedish governments have been among ESI’s most faithful supporters.

This is hardly a coincidence. On every foreign policy issue important to us Sweden is a strong advocate within the EU, from support for EU enlargement to the Balkans and Turkey to a European perspective for countries in the Eastern neighbourhood.  Being one of the wealthiest member states, having a good record of implementing European legislation, and not being suspected of having a secret agenda of undermining the European project, adds to its credibility.

What would it take for EU-ropeans, old and new, social-democrat, liberal and conservative, to embrace the Swedish outlook on Europe’s future? To share the vision one finds in the speeches of Sweden’s current foreign minister, Carl Bildt, for instance in his presentation delivered in 2007 in Bruges at the College of Europe:

“In Maastricht in 1991, the then European Community decided to transform itself into a more ambitious European Union, and soon this Union was prepared to open up not only to old former ‘neutrals’ like Austria, Finland and Sweden but also – and far more important – to all the countries of Central Europe, the Baltic region and down towards the Black Sea.

There is no doubt that it was the magnetism of the Union and the model it provided that made the transformation we have since seen in all of these countries possible. When – at some time in the future – the history of the Union is written, this might well be seen as truly its finest hour.

Today, we see 10 nations with some 100 million people from the Gulf of Finland in the north down towards the Bosporus in the south creating a new belt of lasting peace, stable democracies and bubbling prosperity in an area that history had otherwise reserved for instability, conflicts and great power rivalry.

Our Union today is a union of approximately 500 million people. It is the largest integrated economy in the world. It is by far the largest trading power of the planet – larger than the second and third put together. It is the biggest market for more than 130 nations around the world. It provides more than 60 per cent of all ODA to the developing countries. And – remarkable as it sounds – the value of the euros in circulation on global markets exceeds the value of dollars.

We certainly have our problems – but we should not overlook the weight and importance that we have in the global economy. Others do not.”

And then Bildt continues:

“What is needed is a profound strengthening of the soft power of Europe. We certainly need to strengthen the hard power as well – but at the end of the day peace is built by thoughts and by ballots more than by tanks and by bullets.

A critical part of the soft power of Europe lies in the continued process of enlargement – a Europe that remains open to those in our part of the world who wish to share their sovereignty with us, accept the rule of law and commit themselves to the building of open, secular and free societies.

There are those who want to slow down or perhaps even stop the process altogether. We have heard talk of the need to define the borders of Europe. And to draw these borders as close to the present borders of the European Union as possible. But drawing big lines on big maps of eastern Europe risks being a dangerous exercise for us all.

Because it means defining firmly not only for whom the doors will remain open, but also slamming the doors in the face of some for whom the magnetism of Europe remains a major driving force for profound political and economic reforms. It means telling them to go elsewhere. And that means doing things differently also in terms of the evolution of their societies. If we put out the light of European integration in the east or southeast of Europe – however faint or distant that light might be – we risk seeing the forces of atavistic nationalism or submission to other masters taking over. And if that happens, no lines on maps will be able to protect us from the consequences.”

At a recent ECFR meeting in Stockholm Carl Bildt reiterated these positions, striking a positive tone that stood in marked contrast to the pessimism about Europe’s future I noticed among many of the other ECFR members.

Strikingly, in Sweden support for enlargement is not controversial. Swedes of all political families believe that European values can be shared by Turks and Moldavians, Ukrainians and Georgians, to the benefit of all of Europe. As Goran Lennmarker, chairman of the Committee on Foreign Affairs of the Riskdag (parliament), told me just this week, the Swedish consensus today is that when any European country meets the conditions for accession, it has a right to be accepted as a member.

Public opinion is also supportive and so far the Swedish political elite have decided not to strike a populist tune on enlargement. 63 percent of Swedes argue that enlargement has strengthened the EU: this is the highest support among the 15 ‘old’ member states, where an outright majority for this view exists only in Spain (59 percent), Denmark (53 percent) and Greece (53 percent). A clear majority of Swedes is in favour of the integration of each of the Western Balkan states (see below the Spring 2008 Eurobarometer results).

SWEDISH ATTITUDES TO FURTHER ENLARGEMENT (Eurobarometer):

Spring 2008

Alb

BiH

Cro

Kos

Mac

Mon

Ser

Tur

For

58

66

71

61

66

66

61

46

Against

32

25

20

29

24

24

30

45

Undecided

10

9

9

10

10

10

9

9

Some years ago, the Swedish parliament passed a resolution offering Moldova, Ukraine and Belarus a European perspective (provided, of course, that they meet the Copenhagen criteria).

All of this raises interesting questions: why is a position that seems mere common sense in Stockholm so controversial in Paris and Berlin? Namely, that previous enlargements have made the EU stronger, and that future enlargements – as long as they are carried out cautiously – will do so as well?

Of course, some might say, Sweden is doing particularly well.  This is true. Until the current economic crisis unemployment was low (it is now rising fast, however, to almost 8 percent in the first quarter of 2009). The country ranks among the 10 richest countries in the world in terms of per capita GDP. Combining GDP per capita with indicators for eduction, literacy and life expectancy, Sweden came 7th worldwide in the latest Human Development Index published in December 2008. Sweden’s economy is highly competitive: in international surveys of competitiveness, Sweden excels, coming 4th in the World Economic Forum competitiveness ranking 2008/2009, just behind the US, Switzerland and Denmark.

Perhaps one reason for the strong consensus in favour of EU enlargement is a general confidence in the Swedish model of balancing freedom and security?  Perhaps Swedes are more prepared to take risks, since failure is not so disastrous, for individuals and for groups in society?  According to this logic it becomes easier to embrace EU enlargement against the background of a public commitment to social welfare. This promises that within society burdens are shared, so the benefits of enlargement do not accrue only to a few social groups.  A domestic welfare bargain appears to underpin support for an outward looking EU: relatively low levels of income inequality, and comparatively high per capita income taxes (in 2006 Swedish wage taxes were the second highest in the world, behind Denmark: see here).

Confidence in the future is also expressed in one of the most striking recent policy innovations: a reform of the rules for labour migration, adopted by parliament in December 2008. As a result of this reform, a Swedish employer is now the one to decide whether a given non-EU foreign worker is needed for hire (before these reforms the Swedish Public Employment Service decided this; for more details go to the website of the Swedish Migration Board).  This is implemented in a country in which 12 percent of residents are born abroad.

How about gender policies? It is certainly interesting that the country with the strongest commitment to European soft power is also the one with the largest number of women in positions of political authority: in the most recent survey by the IPU on women in national parliaments, Sweden comes out second in the world, just edged out by Rwanda.  Or is having low rates of corruption a key to a shared belief in soft power in foreign policy? In the 2008 Transparency International Corruption Perception Index Sweden comes 2nd in the world, only beaten by Denmark.

Transparency in policy making might also help support a pragmatic EU policy.  Sweden is famously transparent in its public administration, making it perhaps harder for theories of elite conspiracies (“enlargement is a capitalist plot”) to gain ground.  Sweden’s freedom of information policies ensure that all external communications with ministers and state secretaries are made public. In principle all items of mail to the government and government offices are public documents, something that has led to clashes between Sweden and the rest of the EU (see here for one example).

Are people who are satisfied with their lives more likely to be open to others? Swedes score well in international happiness indicators: in one table based on the 2005 World Values Survey Sweden also comes in 2nd place. (Behind Iceland, which was probably before its economy crashed! Let me admit, though, that I am not all confident about international “happiness rankings”, with Bangladesh coming out on top in one global happiness survey, and Nigeria in first place in another).

And then there is the structure of the Swedish economy: its openness to the world economy, the large number of Swedish multinationals, traditional support for free trade policies. Sweden’s relatively small population (9 million) lives in Europe’s fourth largest country in terms of land mass; its economy has historically been dependent on export: first of its raw materials, then its industrial goods and finally its ideas, to world markets.

But neither wealth nor exposure to international trade alone explain the strong commitment to globalisation and EU enlargement: otherwise Switzerland, Austria or the Netherlands would have adopted foreign policies similar to Sweden (the contrast with Austria attitudes, when it comes to Turkish accession, is particularly dramatic).

What then are the intellectual and emotional roots of the Swedish approach to foreign policy? And what would a more Swedish EU foreign policy look like?

To answer these questions, I suggest to turning away for a moment from international league tables; and to pick up a very different set of books and travel to a special region south of Stockholm to understand the paradox of the Stockholm consensus on enlargement and the Swedish approach to politics.  But more on this later.

Recommended, if you want to know more about Sweden: Previous blog entry: Silences and the new Sweden. For Jon Stewart’s take on the Swedish model, please go here. It is hilarious and, as always with Stewart, enlightening. Of course, the country The Daily Show presents is too good to be true … a place without conflict, full of attractive and reasonable people …

To counterbalance (somewhat) this approach let me note that there is of course no shortage of critical Swedes who argue that, for all of its comparative successes, Sweden constantly needs further reforms to remain competitive. Some of these critics can be found in Timbro, a free-market think-tank, which has challenged what it perceived as “Suedo-sclerosis” since its foundation in 1978. There you also find an interesting report by economist Mauricio Rojas, Sweden after the Swedish Model – from Tutorial State to Enabling State, which tells “the story of the rise and fall of the old Swedish model” and the transition to what Rojas calls the current Swedish “enabling state”.

In Stockholm this week I also had a long conversation with one of the most articulate and influential representatives of this view, Peter Egardt – Carl Bildt’s former state secretary (in the early 1990s) and now president and CEO of the Stockholm Chamber of Commerce, member of the national bank, and long-time board member of Timbro (1995-2005). As Egardt put it in an article on how to attract the “creative class” to Swedish cities:

“Abroad, many believe Sweden to be the very showcase for social democratic welfare states. However, ambitious reforms implemented during the past few decades have transformed Sweden into a competitive economy with an increasing degree of economic freedom and strong growth. In the wake of this development, culture, fine food and the arts have all blossomed in Swedish cities. Tourists, as well as businesses, are attracted not least to the capital city of Stockholm. The strategy underlying this development has been based on a sound business-and-growth-friendly policy orientation, not a Berlin style emphasis on public subsidies of culture over families and businesses. Cultural development has occurred as the result of a growing economy, not the opposite.”

For another outsider’s view how in Sweden “high per capita income and open markets go hand in hand with social cohesion” read the latest OECD Report (2008). There is also a lot of information and background reading on Sweden on the website of the Swedish institute: www.si.se.

Finally, let me note that Mark Leonard, the current director of ECFR, first used the concept of a “Stockholm consensus” in his book “Why Europe will run the 21st Century”:

“The Stockholm consensus amounts to nothing less than a new social contract in which a strong and flexible state underpins an innovative, open, knowledge economy. This contract means that the state provides the resources for educating its citizens, treating their illnesses, providing childcare so they can work, and integration lessons for newcomers. In exchange, citizens take training, are more flexible, and newcomers integrate themselves.”

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Peddling ideas around Schuman II (Brussels in January: EPC)

…. continued from Peddling Ideas Around Schuman I (Brussels in January: Coweb)

EPC and the future of screening

Graham Avery Judy Batt Jacques Rupnik

Institutions like EPC are another fixture in the Brussels policy landscape. I have come here quite often in the past, for debates and presentations. Last year I was invited to join EPC’s international advisory board. This time the occasion to come was the ECP “task force” on the Balkans.

EPC is, to those not familiar with Brussels, the equivalent of an intellectual club for Brussels policy-makers: they can come to listen to arguments and debates without really having to leave their offices (the Residence Palace, where EPC is based, is right across the road from all the main EU buildings). But EPC also aims to generate ideas. This is why a small group of Balkan experts had been invited to come together a few times this year and debate. Chaired by Graham Avery, some 10 experts took up the offer.

Again Alex and myself distributed our most recent reports. Again we tried to challenge some conventional wisdoms about the Balkans (particularly about Bosnia this time). And once again we had a specific proposal which we sought to put up for debate: the notion that screening for all the countries of the Western Balkans should begin later this year, even before the start of full accession negotiations. For details on this proposal see my next entry on Rumeli Observer; let me make a more general point about the spreading of policy ideas here.

My first observation: policy proposals are often most effective when their origin is forgotten. One of the attributes of a successful think tank is not to be possessive about “ideas”: the more an idea, analysis or policy proposal becomes part of a new “received wisdom” the more likely it is to be adopted. A policy proposal for real change needs to become part of a new consensus. For this to happen the gatekeepers in public policy debates (journalists and policy analysts) need to find it convincing.

The EPC meeting was a gathering of such gatekeepers. There are others in other places. In fact, like a wandering circus, seminars and conferences on the Balkans take place across Europe every few weeks (or more). I sometimes wonder why “the future of Kosovo” needs to be discussed by a similar crowd of people every other month in another European holiday destination (Paris, Athens, Rome, Vienna ….). However, in the end the intellectual activity that takes place (or does not) at these events matters. This is true for better or worse: when such meetings generate no ideas, or the wrong ones, the consequences will also usually be felt before long …

Compared with other sumptious gathering this EPC task force meeting is a frugal affair. A small group, exchanging ideas over sandwiches, with the vague notion to “contribute to the debate” on the future of EU policy. What exactly we would contribute is left open, it is only agreed that there would be some paper at the end, still to be determined. Participants prepare presentations for each other and then discuss them. I volunteer for a presentation in February on lessons for the Western Balkans from the Eastern Balkans.

Who are the members of this group? There is the chair, a former senior commission official in charge of enlargement, Graham Avery. There is Judy Batt (now based in Paris), Jacques Rupnik (from Paris), Tim Judah (based in London), and others. These are all familiar faces. I had recently met Jacques in Tirana at the Albanian ambassador’s conference (see The gate-crashing principle), Judy in Belgrade a few months ago and Tim in Pristina. I narrowly missed him at an event in Georgia, and would have seen him at another event in DC next February, if I would have accepted the invitation. This indicates the nature of this loose network of Balkan watchers: as a group, people who work on the Balkans in policy institutes across Europe probably meet at least as often as their political counterparts from European foreign ministries. And like them, the thing they do is talk.

Does this kind of talk matter? There are many bad conferences, badly prepared speakers, repetitive moments at conferences around Europe. However, listening to Jacques explain the latest thinking in France about the future of enlargement, hearing Tim’s first hand information about his latest encounters with diplomats and politicians in Belgrade, learning from Judy about whatever her latest trip to the region revealed about the mood in Belgrade or Podgorica is always of enormous benefit. So is seeing their reactions to concrete ESI proposals.

What does Lajcak really want to achieve in Bosnia? (Judy has become one of his outside advisors). What is Tim’s latest impression of the political dynamics in Belgrade? (where Tim goes all the time). How genuine is the new French rhetoric about enlargement? (Jacques explains that it is real, having discussed this on a panel recently with the Minister for Europe in Paris, Jean-Pierre Jouyet). How might the idea of an early screening in the Western Balkans be received by the Commission? (I note with relief that Graham Avery finds the idea interesting). Etc …

Malcolm Gladwell has written about the “law of the few” in the spreading of ideas, distinguishing between connectors, mavens and salesmen. Connectors are people who know lots of people. Salesmen are those “with the skills to persuade us when we are unconvinced of what we are hearing.” Mavens (a Yiddish word which, Gladwell tells us, means one who accumulates knowledge) are people “who read more magazines than the rest of us, more newspapers, and they may be the only people who read junk mail”:

“What sets Mavens apart, though, is not so much what they know but how they pass it along. The fact that Mavens want to help, for no other reason than because they like to help, turns out to be an awfully effective way of getting someone’s attention.”

Mavens are “really information brokers, sharing and trading what they know.” This is perhaps the best way to describe this EPC meeting: as a gathering of Balkan mavens.

Connectors in Brussels

L. Keith Gardiner notes in an article written in 1989 (Dealing with Intelligence-Policy Disconnects) that policy analysis “cannot serve if it does not know the doer’s minds; it cannot serve if it does not have their confidence.” He also writes that

“most policy-makers probably would welcome analysis that helps them to develop a sound picture of the world, to list the possible ways to achieve their action goals, and to influence others to accept their visions.”

This calls for “colorful, anecdotal language”:

“analysts strongly prefer to transmit knowledge through writing, because only writing can capture the full complexity of what they want to convey. Policy consumers, however, tend to seek what can be called “news” rather than knowledge; they are more comfortable with a mode of communication that more closely resembles speech.”

This, then, is the third reason to come to Brussels (and do so regularly): one-on-one meetings with EU officials, with friends, like Heather Grabbe, from the cabinet of Olli Rehn, who is in charge of Turkey; old friends like Michael Giffoni, now heading the Balkan department in the Council (we worked together in Bosnia almost a decade ago). The Balkan team in the Slovenian permanent representation in Brussels. Ben Crampton, working on Kosovo in the council, another old hand from the Balkans (whose father, one of the leading historians on South East Europe, I had known in Oxford). Stefan Lehne, the director for the Balkans and East Europe in the EU Council …

Until the next trip …

The fourth task, finally, is the real bread and butter of our work, without which there would be nothing to share, no ideas to present, and no reputation to open any doors: sitting and grappling with the draft of future ESI reports with Alex. Sitting in her apartment in Ixelles we prepare a short intervention for the upcoming debate on the future mandate of the OHR (which will be discussed at the PIC at the end of February). We discuss the Austrian debate on Turkey (a report which has been depressing me for a few months now). We talk through in detail our upcoming report on the German debate on Turkey. And then there is another amitious report on Central Bosnia to finish ….

In the end the whole trip to Brussels lasts a mere three days. As I leave a new long list of dates has been fixed which imply coming to Brussels: a presentation in February to the EPC taks force; a presentation of the Balkan film project with the Slovenes; a presentation on energy policy in the Balkans at EPC; a meeting with Olli Rehn; another one with Javier Solana; a brainstorming with Peter Feith, the future head of the International Mission in Kosovo, and his senior team. Thus the cycle of trips to the European capital never ends …

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Peddling ideas around Schuman I (Brussels in January: Coweb)

For the past seven years I have come to Brussels every few weeks.  These trips are all similar: walking between the buildings which surround Schuman square,   the Charlemagne (home to DG enlargement), Justus Lipsius (home to the European Council), the Berlaymont (the refurbished headquarter of the Commission) and the Residence Palace (home to the European Policy Centre, EPC, and to many NGOs and international media); entering various cubicle offices, spending time between meetings in the Greek cafe behind Charlemagne, giving power point presentations. 

This three-day trip (Monday to Thursday) was no different.  However, having promised to describe how a think tank works in practice let me share the impressions of these days: an ordinary week in the life of a peddler of ideas.

I came to Brussels to give a briefing to Coweb (see below); to participate in a brainstorming organised by the European Policy Centre, an NGO; to meet EU officials to find out more about policy towards Turkey and the Balkans; to set up meetings with Olli Rehn and Javier Solana; and to work with Alex, my Brussels-based colleague, on the upcoming – and likely controversial – ESI report on the German debate on Turkey. 

Presenting, brainstorming, persuading, interviewing, drafting: this is the bread and butter of a think-tanker. 

Coweb and the Balkan Ghetto   

Coweb is a group where representatives of the 27-EU member states come together to discuss and harmonise policies towards the Western Balkans. Officials meet once a week in the Justus Lipsius building, currently decorated with photographs of Slovenia.  Meetings are chaired by the country holding the EU presidency, currently Slovenia.  

(Alex and myself also brought two heavy boxes with the most recent ESI reports for each of the 27 delegations: the recent report on Doboj, the discussion paper on police reform in Bosnia, and the report on “cutting the migration lifeline” in Kosovo. “Dissemination of ideas”, even in the age of the internet, is a sport that involves heavy lifting).

I had been invited to Coweb before; in fact, this was my sixth presentation since 2001.  The goal this time was make a case for progress towards visa-free travel for citizens of the Western Balkans. It is a cause which Slovenian officials want to see advance during their presidency.  It is also one which ESI has pushed for some years.  Now it looked like there was momentum for a real breakthrough.

The Foreign Affairs Committee of the European Parliament had published an opinion in October 2007 where it had used harsh words to describe the “draconian visa regime” imposed by the EU on the Western Balkans: 

“Rather than serving its original purpose, notably that of preventing local criminal networks from extending their activities outside the region, it has prevented honest students, academics, researchers and businessmen from developing close contacts with partners in the EU countries.  A sense of isolation, of undeserved discrimination, of ghettoisation has prevailed, particularly amongst the youngest, which has undermined their European identity.  Europe is a prosperous society to which they would like to belong but from which they feel rejected.” 

The text goes on to “question the very foundations of the visa policy which the Union has hitherto applied towards the countries of south-eastern Europe” and concludes:

“The European Parliament, and the Committee on Foreign Affairs in particular, strongly advocate lifting as soon as technically possible the visa requirements for citizens of the region. In our view this should be a tangible sign that their countries belong to Europe ….”

The European Commission has also become bolder in calling for change. In its enlargement strategy paper in November 2007 it had announced that it wanted to start a dialogue with each country with a view to establishing road-maps defining the precise conditions to be met for lifting the visa requirement. 

In a confidential draft of a “Communication on the Western Balkans” (to be published at the end of March), which it had circulated among member states, DG enlargement proposed to begin a  dialogue on visa liberalisation with each of the Western Balkan states right away, to conclude these talks by July 2008.  These talks were to lead to specific road-maps: 

“They will set out benchmarks for the countries to meet requirements in areas such as border management, document security, and the fight against corruption and organised crime … the speed of movement towards visa liberalisation will depend on each country’s progress in fulfilling the benchmarks. … Once the conditions for each country are fulfilled, the Commission will propose to the Council the lifting of the visa obligation for the citizens of the country in question, through amending of Council Regulation 539/2001”

Adopting such a resolution would be an important step forward. However, the proposal remained controversial, both within the Commission and due to opposition from some member states, notably Germany.  For these member states even cautious steps forward – such as setting out more clearly what countries in the region needed to do  – went too far.  Spelling out the conditions in EU conditionality appeared to them too generous a concession.  

So what, under these conditions, was the point of my presentation in Coweb?  I saw it as providing support for the argument that there was indeed an urgency for the EU to act.  We have long argued that it was in the EU’s own interest to give a “tangible sign to the region” that it belonged to Europe. The recent (and not surprising) turn of events in Serbia adds urgency to the message.

I first set out that the Balkans in 2007 was indeed a very different region from the Balkans in 1997, making arguments familiar from ESI reports: that there is no evidence that a country like Bosnia is “at the centre” of transnational organised crime, as is sometimes argued. That most outsider’s images about anarchy in Albania are outdated.  That introducing visa-free travel for Macedonians (2 million people), Montenegrins (600,000), Bosnians (less than 4 million people) or 3 million Albanians was taking a small risk indeed compared to granting it to Romania and Bulgaria in 2001 (which together have some 30 million inhabitants) … and that in the latter cases the importance of this step for their overall (successful) transformation cannot be exaggerated.  As Alina Mungiu-Pippidi, founder of the Romanian think tank SAR, once noted: 

“It was the lifting of the visa regime rather than the beginning of the accession negotiations that made it possible for the EU to earn the hearts of the citizens of the Eastern Balkans.” 

Compare this to the experience of most people in the Western Balkans trying to “reach Europe”: while Albanian citizens could watch the celebrations surrounding the elimination of the Schengen border between Germany and Poland and Austria and Slovenia in December 2007 on their TV screens, they were then told in January 2008 that one of the very few countries in the world to which they could still travel without too many problems – Macedonia – was planning to introduce a tougher visa regime, in the name of preparing itself for the EU!  In fact the Western Balkans are today one of the most isolated regions on earth in terms of travel restrictions. 

This is a strong (and  memorable) claim.  Here is the evidence: take a look at the Henley Visa Restrictions Index, a “global ranking of countries according to travel freedom their citizens enjoy“.  Albania comes 184 out of 192 countries in the world in terms of travel freedom! Or compare the freedom of travel of other Western Balkan countries with those of their fellow Europeans: 

“Finnish citizens can travel to 130 countries without visa (2006). Belgians to 127. Austrians to 125.  Hungarians to 101. Romanians to 73. Serbs to 32. Bosnians to 25.” 

What signal does this send to the region, to Bosnia 12 years after the end of war, to Serbia 7 years after the fall of Milosevic?  Nor will visa faciliation – which entered into force in January 2008 – change the fact that half of all applicants for a visa in Albania in 2006 were in fact rejected and that the process of obtaining a visa remains burdensome and expensive for citizens across the region.  For this I could refer to an excellent analysis done by the Tirana-based think-tank Agenda.

At the same time,  while some things are better than they appear from the outside, other problems – including the dramatic erosion of EU soft power in Serbia and the unchanged social and economic crisis in Kosovo – are worse than they look.  

Few EU policies have done more to undermine the attractiveness of the EU model of society than its visa-policy: both directly (few people from the Western Balkans can actually go and see how EU countries, including new member states, develop) and indirectly (by increasing frustrations and cynicism about the rhetoric of “steady progress towards integration”).  The political price for this can be witnessed in Serbia.  Unless something is done it is likely to rise across the region.  There is also a high economic price: compare the development just in the past few years in two very similar cities, Novi Sad in Northern Serbia and Timisoara in Western Romania; or look at the economic fortunes of two groups of people living next to each other in Central Bosnia (Bosnian Croats, who usually have a Croatian passport and need not aquire a visa to travel, vs. their Bosniac neighbours, who do not).  In Central Bosnia most of the businesses are set up by Croats.  Having interviewed many of these entrepreneurs it is obvious that their ability to travel freely to Europe is a key to their success. 

In conclusion I suggested to put all countries of the Western Balkans on the “white Schengen list” immediately with an asterix (*).  The same was done for Romania in 2001.  Under this proposal the asterix would indicate that once conditions defined in country-specific road maps were met visa free travel would follow.   

This would send a powerful political message at a moment when the EU needs maximum leverage in the region (and risked loosing it).  It would support those (in the Commission and among member states) who call for precise roadmaps to be drawn up soon. It would increase the incentives for Western Balkan governments to implement reforms that reduce crime.  It would provide civil society in the region with a tool to push their own governments to address specific shortcoming (such as the lack of a credible civil registy in Albania!). It is a win-win proposal which costs little.

The presentation was followed by 30 minutes of comments and questions. There was quite a lively exchange of opinion (which I cannot quote).  Overall, however, there was broad support among a majority of member states to do something.  There was also resistance from a few others.  By the time Alex and myself left Coweb we could hope to have added a small pebble to the pyramide of arguments needed to change opinions on this matter. 

A few months ago in Novi Sad (October 2007) ESI had co-organised a brainstorming with think tanks from across the region on how to mount a campaign on the visa issue, bringing together institutions working on this across the region. Now we are getting ready to launch this campaign. Coweb is a good way to start, even if the intellectual and political battle is certain to continue. 

…. Continue: go to Peddling ideas around Schuman II (Brussels in January: EPC)